On April 21, 2020, the U.S. Securities Commission (the “SEC”) proposed a new rule under the Investment Company Act of 1940 (the “1940 Act”) to govern the valuation practices and the role of boards of ...
With the SEC 2a-5 rule deadline fast approaching, fund managers have the opportunity to implement systems to ensure an accurate and transparent valuation process, and bring fair value determination ...
TWC plans to file the Sale-Transfer-Merger (STM) application with the PUCT by mid-January to request approval of TWC’s acquisition of the Quadvest LP assets and certification of the value of the rate ...